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Transponder Operation - AIM
4-1-20
Contents
A. General
B.
Transponder
Code Designation
C.
Automatic Altitude
Reporting (MODE C)
D.
Transponder
IDENT Feature
E. Code
Changes
F. Mode C
Transponder
Requirements
G.
Transponder
Operation Under VFR
H. Radar
Beacon
Phraseology
I.
Transponder
Codes on Flight Plans
A.
General
1. Pilots
should be aware that proper application of transponder operating
procedures
will provide both VFR and IFR aircraft with a higher degree of safety
in
the environment where high-speed closure rates are possible.
Transponders
substantially increase the capability of radar to see an aircraft and
the
MODE C feature enables the controller to quickly determine where
potential
traffic conflicts may exist. Even VFR pilots who are not in contact
with
ATC will be afforded greater protection from IFR aircraft and VFR
aircraft
which are receiving traffic advisories. Nevertheless, pilots should
never
relax their visual scanning vigilance for other aircraft.
2. Air
Traffic Control Radar Beacon System (ATCRBS) is similar to and
compatible
with military coded radar beacon equipment. Civil MODE A is identical
to
military MODE 3.
3. Civil
and military transponders should be adjusted to the "on" or normal
operating
position prior to moving on the airport surface to ensure the aircraft
is visible to ATC surveillance systems. IN
ALL CASES, WHILE IN CONTROLLED AIRSPACE EACH PILOT OPERATING AN
AIRCRAFT
EQUIPPED WITH AN OPERABLE ATC TRANSPONDER MAINTAINED IN ACCORDANCE WITH
FAR PART 91.413 SHALL OPERATE THE TRANSPONDER, INCLUDING MODE C IF
INSTALLED,
ON THE APPROPRIATE CODE OR AS ASSIGNED BY ATC. IN CLASS G AIRSPACE, THE
TRANSPONDER SHOULD BE OPERATING WHILE AIRBORNE UNLESS OTHERWISE
REQUESTED
BY ATC.
4. A
pilot
on an IFR flight who elects to cancel the IFR flight plan prior to
reaching
destination, should adjust the transponder according to VFR operations.
5. If
entering
a U.S. OFFSHORE AIRSPACE AREA from outside the U.S., the pilot should
advise
on first radio contact with a U.S. radar ATC facility that such
equipment
is available by adding "transponder" to the aircraft identification.
6. It
should
be noted by all users of ATC transponders that the coverage they can
expect
is limited to "line of sight." Low altitude or aircraft antenna
shielding
by the aircraft itself may result in reduced range. Range can be
improved
by climbing to a higher altitude. It may be possible to minimize
antenna
shielding by locating the antenna where dead spots are only noticed
during
abnormal flight attitudes.
B.
Transponder
Code Designation
1. For
ATC to utilize one or a combination of the 4096 discrete codes FOUR
DIGIT
CODE DESIGNATION will be used, e.g., code 2100 will be expressed as TWO
ONE ZERO ZERO. Due to the operational characteristics of the rapidly
expanding
automated air traffic control system, THE LAST TWO DIGITS OF THE
SELECTED
TRANSPONDER CODE SHOULD ALWAYS READ "00" UNLESS SPECIFICALLY REQUESTED
BY ATC TO BE OTHERWISE.
C.
Automatic
Altitude Reporting (MODE C)
1. Some
transponders are equipped with a MODE C automatic altitude reporting
capability.
This system converts aircraft altitude in 100 foot increments to coded
digital information which is transmitted together with MODE C framing
pulses
to the interrogating radar facility. The manner in which transponder
panels
are designed differs, therefore, a pilot should be thoroughly familiar
with the operation of the transponder so that ATC may realize its full
capabilities.
2. Adjust
transponder to reply on the MODE A/3 code specified by ATC and, if
equipped,
to reply on MODE C with altitude reporting capability activated unless
deactivation is directed by ATC or unless the installed aircraft
equipment
has not been tested and calibrated as required by FAR Part 91.217. If
deactivation
is required by ATC, turn off the altitude reporting feature of your
transponder.
An instruction by ATC to "STOP ALTITUDE SQUAWK, ALTITUDE DIFFERS
(number
of feet) FEET," may be an indication that your transponder is
transmitting
incorrect altitude information or that you have an incorrect altimeter
setting. While an incorrect altimeter setting has no effect on the MODE
C altitude information transmitted by your transponder (transponders
are
preset at 29.92), it would cause you to fly at an actual altitude
different
from your assigned altitude. When a controller indicates that an
altitude
readout is invalid, the pilot should initiate a check to verify that
the
aircraft altimeter is set correctly.
3. Pilots
of aircraft with operating MODE C altitude reporting transponders
should
report exact altitude or flight level to the nearest hundred foot
increment
when establishing initial contact with an ATC facility. Exact altitude
or flight level reports on initial contact provide ATC with information
that is required prior to using MODE C altitude information for
separation
purposes. This will significantly reduce altitude verification requests.
D.
Transponder
IDENT Feature
1. The
transponder shall be operated only as specified by ATC. Activate the
"IDENT"
feature only upon request of the ATC controller.
E.
Code Changes
1. When
making routine code changes, pilots should avoid inadvertent selection
of codes 7500, 7600 or 7700 thereby causing momentary false alarms at
automated
ground facilities. For example, when switching from code 2700 to code
7200,
switch first to 2200 then to 7200, NOT to 7700 and then 7200. This
procedure
applies to nondiscrete code 7500 and all discrete codes in the 7600 and
7700 series (i.e. 7600-7677, 7700-7777) which will trigger special
indicators
in automated facilities. Only nondiscrete code 7500 will be decoded as
the hijack code.
2. Under
no circumstances should a pilot of a civil aircraft operate the
transponder
on Code 7777. This code is reserved for military interceptor operations.
3. Military
pilots operating VFR or IFR within restricted/warning areas should
adjust
their transponders to code 4000 unless another code has been assigned
by
ATC.
F.
Mode C Transponder
Requirements
1. Specific
details concerning requirements to carry and operate Mode C
transponders,
as well as exceptions and ATC authorized deviations from the
requirements
are found in FAR Part 91.215 and FAR Part 99.12.
2. In
general,
the FAR requires aircraft to be equipped with Mode C transponders when
operating:
(a) at
or above 10,000 feet MSL over the 48 contiguous states or the District
of Columbia, excluding that airspace below 2,500 feet AGL;
(b) within
30 miles of a Class B airspace primary airport, below 10,000 feet MSL.
Balloons, gliders, and aircraft not equipped with an engine driven
electrical
system are excepted from the above requirements when operating below
the
floor of Class A airspace and/or; outside of a Class B airspace and
below
the ceiling of the Class B Airspace (or 10,000 feet MSL, whichever is
lower);
(c) within
and above all Class C airspace, up to 10,000 feet MSL;
(d) within
10 miles of certain designated airports, excluding that airspace which
is both outside the Class D surface area and below 1,200 feet AGL.
Balloons,
gliders and aircraft not equipped with an engine driven electrical
system
are excepted from this requirement.
3. FAR
Part
99.12 requires all aircraft flying into, within, or across the
contiguous
U.S. ADIZ be equipped with a Mode C or Mode S transponder. Balloons,
gilders
and aircraft not equipped with an engine driven electrical system are
excepted
from this requirement.
4. Pilots
shall ensure that their aircraft transponder is operating on an
appropriate
ATC assigned VFR/IFR code and MODE C when operating in such airspace.
If
in doubt about the operational status of either feature of your
transponder
while airborne, contact the nearest ATC facility or FSS and they will
advise
you what facility you should contact for determining the status of your
equipment.
5. In-flight
requests for "immediate" deviation from the transponder requirement may
be approved by controllers only when the flight will continue IFR or
when
weather conditions prevent VFR descent and continued VFR flight in
airspace
not affected by the FAR. All other requests for deviation should be
made
by contacting the nearest Flight Service or Air Traffic facility in
person
or by telephone. The nearest ARTCC will normally be the controlling
agency
and is responsible for coordinating requests involving deviations in
other
ARTCC areas.
G.
Transponder
Operation Under Visual Flight Rules (VFR)
1. Unless
otherwise instructed by an Air Traffic Control Facility, adjust
transponder
to reply on MODE 3/A code 1200 regardless of altitude.
2. Adjust
transponder to reply on MODE C, with altitude reporting capability
activated
if the aircraft is so equipped, unless deactivation is directed by ATC
or unless the installed equipment has not been tested and calibrated as
required by FAR Part 91.217. If deactivation is required and your
transponder
is so designed, turn off the altitude reporting switch and continue to
transmit MODE C framing pulses. If this capability does not exist, turn
off MODE C.
H.
Radar Beacon
Phraseology
Air
traffic controllers,
both civil and military, will use the following phraseology when
referring
to operation of the Air Traffic Control Radar Beacon System (ATCRBS).
Instructions
by ATC refer only to MODE A/3 or MODE C operation and do not affect the
operation of the transponder on other MODE's.
1. SQUAWK
(number):
Operate radar beacon transponder on designated code in MODE A/3.
2. IDENT:
Engage the "IDENT" feature (military I/P) of the transponder.
3. SQUAWK
(number) and IDENT:
Operate transponder on specified code in MODE A/3 and engage the
"IDENT"
(military I/P) feature.
4. SQUAWK
STANDBY:
Switch transponder to standby position.
5. SQUAWK
LOW/NORMAL:
Operate transponder on low or normal sensitivity as specified.
Transponder
is operated in "NORMAL" position unless ATC specifies "LOW" ("ON" is
used
instead of "NORMAL" as a master control label on some types of
transponders.)
6. SQUAWK
ALTITUDE:
Activate MODE C with automatic altitude reporting.
7. STOP
ALTITUDE SQUAWK:
Turn off altitude reporting switch and continue transmitting MODE C
framing
pulses. If your equipment does not have this capability, turn off MODE
C.
8. STOP
SQUAWK (mode in use):
Switch off specified mode. (Used for military aircraft when the
controller
is unaware of military service requirements for the aircraft to
continue
operation on another MODE.)
9. STOP
SQUAWK:
Switch off transponder.
10. SQUAWK
MAYDAY:
Operate transponder in the emergency position (MODE A Code 7700 for
civil
transponder. MODE 3 Code 7700 and emergency feature for military
transponder.)
11. SQUAWK
VFR:
Operate radar beacon transponder on code 1200 in the MODE A/3, or other
appropriate VFR code.
I.
Transponder
Codes on Flight Plans
Code |
Equipment |
|
NO
DME |
/U |
Transponder
with Mode C |
/T |
Transponder with
no Mode C |
/X |
No Transponder |
|
|
|
DME |
/A |
Transponder
with Mode C |
/B |
Transponder with
no Mode C |
/D |
No Transponder |
|
|
|
TACAN
ONLY |
/P |
Transponder
with Mode C |
/N |
Transponder with
no Mode C |
/M |
No Transponder |
|
|
|
AREA
NAVIGATION (RNAV) |
/I |
LORAN,
VOR/DME, or INS, Transponder with Mode C |
/C |
LORAN, VOR/DME,
or INS, Transponder
with no Mode C |
/Y |
LORAN, VOR/DME,
or INS with
no Transponder |
|
|
/G |
Global
Positioning System (GPS)/Global navigation Satellite System (GNSS)
equiped
aircraft with en route, terminal, and GPS approach capability. |
|
What
You Said
Date: Saturday, 18 February, 2012 11:19 Subject: Change to
AIM--transponder operation
From: Nick Modders, CFI/CFII
Comments: Darren, Reference your material about transponders
[and] the change in transponder operations as stated in AIM 4-1-20.
This has recently been changed in the AIM. The procedure is now to turn
on the transponder and altitude reporting before moving from parking
and don't turn it off until you are parked. Yours, Nick
Your Thoughts...
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